The Impact of Dodd-Frank On Family Offices NEW
Date: Wednesday, September 26, 2012
Time: 11 AM PT / 2 PM ET
Presenter: David Guin - Withers Bergman, LLP

Did you know that a family office can be required to register with, and be regulated by, the Securities and Exchange Commission (SEC) as an investment advisor? The outcome could be both expensive and burdensome. Learn about:
  • Final SEC rules on family offices
  • Consequences of SEC registration
  • Issues in qualifying for exemption from registration
  • Alternatives if a family office does not qualify for exemption

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